Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Davis HowardKalos Capital, Inc.Wells Fargo Advisors Financial Network, LLC$7209-21-2020
William Joseph RuckerLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-17-2019
Susan Ann LombardoLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10006-17-2019
Glenn F WayAdvisory Services NetworkWells Fargo Advisors Financial Network, LLC02-08-2019
Richard Lee Toelle JrRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5011-01-2018
Kristopher Joseph KorziTriad Hybrid Solutions, LLCWells Fargo Advisors Financial Network, LLC11-01-2018
Judy Thompson RossRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15007-30-2018
Patricia Ann HaytonRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1,00007-30-2018
Ronald Walter BurdekinRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-23-2018
Mark Barry MccarthyCMC Financial Group, LLCWells Fargo Advisors Financial Network, LLC05-04-2018
Philip Oraien CatledgeCMC Financial Group, LLCWells Fargo Advisors Financial Network, LLC05-04-2018
Karen Dale HoltPeachCap Securities, Inc.Wells Fargo Advisors Financial Network, LLC$511-29-2016
Thomas Scott CalvertMorgan StanleyWells Fargo Advisors Financial Network, LLC$8410-01-2015
Victor Clinton CalvertMorgan StanleyWells Fargo Advisors Financial Network, LLC10-01-2015
William Scott SchrothRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
Joseph Duncan Taylor JrRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$809-03-2013
Doyle Kipling DominyRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
Donald Bruce KellyRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
Corey Lavelle-McCamey TownsendTownsend and Company, LLCWells Fargo Advisors Financial Network, LLC04-09-2013
Christina Driggers KramerPFS Investments Inc.Wells Fargo Advisors Financial Network, LLC03-15-2012
Billups P Johnson IIINext Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$5010-19-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.