Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca Thornton CatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-05-2018
Michael Lyle BurnsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-05-2018
Louis Anthony PernoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-05-2018
Kyle Thomas EvensRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-24-2018
James Mitchell BroadwayRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2018
James Mitchell Broadway Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2018
Christina Dominguez JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-06-2016
Barbara Anne DentonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-06-2016
Kirk Randall DunhamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2015
Jonathon Lee SissonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-05-2015
Warren Dickey Stribling IV, Brian Edward Whalen, Carrie Irvin WilsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2015
Erik A. SelnessRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-01-2015
Matthew Tracy BrinkleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2014
James Douglas KelloggRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1007-05-2012
James D. Kellogg Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2012
Stevan Michael JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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