Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Haynes ParrottAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2017
Oscar Issac Machado UnzuetaAllstate Financial Services, LLCPFS Investments Inc.07-20-2017
Rodrick Kevin SullivanAllstate Financial Services, LLCNYLIFE Securities LLC04-20-2017
Clinton De Shawn WardAllstate Financial Services, LLCCapital Asset Advisory Services, LLC$2501-05-2017
Melanie Lane LumpkinAllstate Financial Services, LLCPrincipal Securities, Inc.12-06-2016
Sylvester WashingtonAllstate Financial Services, LLCTransamerica Financial Advisors, Inc08-08-2016
James Alan BolfikAllstate Financial Services, LLCNYLIFE Securities LLC02-19-2016
Keysha Diane DavisAllstate Financial Services, LLCState Farm VP Management Corp.02-03-2016
Jonathan Flint AbryAllstate Financial Services, LLCTransamerica Financial Advisors, Inc01-26-2016
Gregory David CollingwoodAllstate Financial Services, LLCVoya Financial Advisors, Inc.04-17-2015
David Wayne PenceAllstate Financial Services, LLCCountry Capital Management Company01-26-2015
Teresa KimAllstate Financial Services, LLCPFS Investments Inc.07-26-2014
Michael L HinesAllstate Financial Services, LLCBrokers International Financial Services, LLC.06-23-2014
Jason Edward BarnesAllstate Financial Services, LLCINVEST Financial Corporation06-16-2014
Peter William AmelingmeierAllstate Financial Services, LLCWells Fargo Clearing Services, LLC03-03-2014
Steven SantiagoAllstate Financial Services, LLCHorace Mann Investors, Inc.02-04-2014
Gregory MorganAllstate Financial Services, LLCProEquities, Inc.09-13-2013
John Winston McgilchristAllstate Financial Services, LLCPrincipal Securities, Inc.$3607-30-2013
Matthew Daniel GreeneAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$6105-02-2013
Opal Louise Dela EspriellaAllstate Financial Services, LLCEdward Jones03-25-2013
Tracy Shane FalagradyAllstate Financial Services, LLCCountry Capital Management Company02-27-2013
Richard Craig JacobsAllstate Financial Services, LLCPrincipal Securities, Inc.01-24-2013
Joseph Alexander McmichaelAllstate Financial Services, LLCCountry Capital Management Company10-09-2012
Sean Lamont DaughtryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-09-2012
Emmet Nels Nelson IIIAllstate Financial Services, LLCNYLIFE Securities LLC08-16-2012
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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