Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Patrick FoleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-01-2019
Evan Kyle DavisAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5001-16-2019
Jonathan Lance HemmingsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$112-12-2018
Donald Keith RenstromAmeriprise Financial Services, Inc.ProEquities, Inc.10-29-2018
Jeffery Harold HattawayAmeriprise Financial Services, Inc.Edward Jones10-19-2018
Randall Paul MacneillAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$2507-24-2018
Jonathan Scott MastersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-02-2018
Galen Kelly Eugene ReederAmeriprise Financial Services, Inc.INVEST Financial Corporation01-02-2018
Aubrey Cecil Rhodes Jr.Ameriprise Financial Services, Inc.1st Global Capital Corp.11-22-2017
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
Sarah Benton WalkerAmeriprise Financial Services, Inc.First Allied Securities, Inc.$109-01-2017
Derek Rudolf D'AlonzoAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-24-2017
Michael Andrew SherwoodAmeriprise Financial Services, Inc.Brightview Advisors, LLC08-24-2017
Alexander Love Hinson Jr.Ameriprise Financial Services, Inc.INVEST Financial Corporation07-28-2017
Emily Anne EllisAmeriprise Financial Services, Inc.Edward Jones$15006-16-2017
Paul Regis LangAmeriprise Financial Services, Inc.Edward Jones$10006-16-2017
Scott CoutureAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-27-2017
Joseph Warren Coker Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Kenneth Anthony CoutureAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$104-21-2017
Arthur Daniel FarrAmeriprise Financial Services, Inc.FMB Advisors, LLC$5003-13-2017
Ira Scott KallishAmeriprise Financial Services, Inc.Next Financial Group, Inc.03-13-2017
Lawrence John Minogue Jr.Ameriprise Financial Services, Inc.FMB Advisors, LLC$5003-13-2017
Richard Benjamin ArnoAmeriprise Financial Services, Inc.Next Financial Group, Inc.$103-13-2017
Robert Winfield CarterAmeriprise Financial Services, Inc.Next Financial Group, Inc.$3803-13-2017
Kyle Jason BatesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-02-2016
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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