Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Roy ParkerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-15-2013
Alexander Love Hinson Jr.Ameriprise Financial Services, Inc.INVEST Financial Corporation07-28-2017
Arthur Daniel FarrAmeriprise Financial Services, Inc.FMB Advisors, LLC$6403-13-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise Financial Services, Inc.Next Financial$20203-13-2017
Austin D. OmanAmeriprise Financial Services, Inc.E*TRADE Securities LLC08-23-2018
Charles James PinigisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Daniel Sean SpencerAmeriprise Financial Services, Inc.Fort Frederica Capital, LLC09-14-2015
David Shelton NewsomeAmeriprise Financial Services, Inc.ProEquities, Inc.02-29-2016
Dennis Riley HendrixAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Derek Rudolf D'AlonzoAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-24-2017
Donald Keith RenstromAmeriprise Financial Services, Inc.ProEquities, Inc.10-29-2018
Donnie Wayne Robinson Jr.Ameriprise Financial Services, Inc.Atlanta Financial Associates, LLC$2502-17-2016
Edward T. ArmstrongAmeriprise Financial Services, Inc.ProEquities, Inc.07-29-2014
Edwin C. Mayer NjAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Emily Anne EllisAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Eric Todd StuckeyAmeriprise Financial Services, Inc.INVEST Financial Corporation$5001-02-2018
Eugene Joseph Enders Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Evan Kyle DavisAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5001-16-2019
Fraser Mcdonald DukeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Galen K. ReederAmeriprise Financial Services, Inc.INVEST Financial Corporation01-02-2018
Gary Richard NeigebornAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$5011-08-2013
Gregory John ZienowiczAmeriprise Financial Services, Inc.Morgan Stanley$5003-21-2014
Ira Scott KallishAmeriprise Financial Services, Inc.Next Financial Group, Inc.03-13-2017
James Philip FreedAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2015
Jay L. GeaslenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$19404-08-2013
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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