Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon Richard Mc AdowCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-25-2017
Audrey Ann AllenCambridge Investment Research, Inc.Ameritas Investment Corp.10-11-2017
Juan Carlos LimonCambridge Investment Research, Inc.Ameritas Investment Corp.10-11-2017
Daniel FowlerCambridge Investment Research, Inc.Ameritas Investment Corp.10-10-2017
Edward Bernard SeayCambridge Investment Research, Inc.Ameritas Investment Corp.10-09-2017
Kelly T RennerCambridge Investment Research, Inc.Avantax Investment Services, Inc.$50002-17-2016
Cristian Humberto ColonCambridge Investment Research, Inc.C C F Investments, Inc.08-06-2015
Carmen J. NicastroCambridge Investment Research, Inc.Cambridge Investment Research, Inc.$10005-04-2011
Karon GravesCambridge Investment Research, Inc.Cape Securities Inc.$10011-01-2019
Joshua Rush ReavesCambridge Investment Research, Inc.Cetera Advisors LLC10-02-2014
Michael Rolland RobiesonCambridge Investment Research, Inc.Daniel Advisors03-16-2009
David Mark GarnerCambridge Investment Research, Inc.Dempsey Lord Smith, LLC$10004-08-2016
Alice Gerjoi-De-Carval MelloCambridge Investment Research, Inc.E*TRADE Securities LLC11-26-2019
John Lindsey MerrickCambridge Investment Research, Inc.E*TRADE Securities LLC04-16-2018
Andrew Bruce CastleberryCambridge Investment Research, Inc.E*TRADE Securities LLC01-02-2018
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$10007-09-2019
Amy Bruce GreenwayCambridge Investment Research, Inc.Edward Jones$39009-08-2017
Benjamin Hall RicheyCambridge Investment Research, Inc.Edward Jones11-01-2013
Warren Stovall WalkerCambridge Investment Research, Inc.Equity Services, Inc.$50008-16-2011
Felix S. Gumina Jr.Cambridge Investment Research, Inc.Financial Network Associates, Inc.$50012-18-2009
John Wayne PeekCambridge Investment Research, Inc.Fintegra, LLC$25007-08-2015
Darren Mark KnightCambridge Investment Research, Inc.Fintegra, LLC$10007-07-2015
James Aj FlanaganCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Gene Thomas CarrCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Theodore Richard ArchCambridge Investment Research, Inc.FSC Securities Corporation$25010-04-2019
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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