Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Bruce GreenwayCambridge Investment Research, Inc.Edward Jones$3909-08-2017
Bruce W. GinnCambridge Investment Research, Inc.Investors Capital Corp.08-02-2010
Christopher C. BuckleyCambridge Investment Research, Inc.Waddell & Reed02-15-2019
Christopher L. PenaCambridge Investment Research, Inc.Commonwealth Financial Network$15001-02-2018
Cristian Humberto ColonCambridge Investment Research, Inc.C C F Investments, Inc.08-06-2015
Daniel Christopher McCalpinCambridge Investment Research, Inc.Waddell & Reed03-10-2016
Darren Mark KnightCambridge Investment Research, Inc.Fintegra, LLC$1007-07-2015
David Mark GarnerCambridge Investment Research, Inc.Dempsey Lord Smith, LLC04-08-2016
Dennis Rex BradberryCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-22-2016
Don Berry AkridgeCambridge Investment Research, Inc.Raymond James Financial Services, Inc.02-29-2016
Donald Morris KowalskyCambridge Investment Research, Inc.Questar Capital Corporation$5012-01-2015
Edward Bernard SeayCambridge Investment Research, Inc.Ameritas Investment Corp.10-09-2017
Edwin George ReynoldsCambridge Investment Research, Inc.MetLife Securities Inc.$4404-29-2016
Felix S. Gumina Jr.Cambridge Investment Research, Inc.Financial Network Associates, Inc.12-18-2009
James Martin FallonCambridge Investment Research, Inc.AMEV Investors, Inc.$10008-22-2019
John Harrison Burt Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
John Maynard BolenCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$5008-25-2017
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
Jonathon Richard Mc AdowCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-25-2017
Juan Carlos LimonCambridge Investment Research, Inc.Ameritas Investment Corp.10-11-2017
Julie A. MatuliaCambridge Investment Research, Inc.Park Avenue Securities LLC08-01-2014
Kelly T RennerCambridge Investment Research, Inc.HD Vest Investment Services02-17-2016
Kirk LicataCambridge Investment Research, Inc.Mutual of Omaha Investor Services, Inc.10-05-2012
Lee Byron StebbinsCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$2508-25-2017
Linda Kay SmithCambridge Investment Research, Inc.Tower Square Securities, Inc.09-09-2011
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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