Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alice Gerjoi-De-Carval MelloCambridge Investment Research, Inc.E*TRADE Securities LLC11-26-2019
Amy Bruce GreenwayCambridge Investment Research, Inc.Edward Jones$39009-08-2017
Andrew Bruce CastleberryCambridge Investment Research, Inc.E*TRADE Securities LLC01-02-2018
Audrey Ann AllenCambridge Investment Research, Inc.Ameritas Investment Corp.10-11-2017
Benjamin Hall RicheyCambridge Investment Research, Inc.Edward Jones11-01-2013
Bruce W. GinnCambridge Investment Research, Inc.Investors Capital Corp.$10008-02-2010
Bryan Daniel ScottCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Carmen J. NicastroCambridge Investment Research, Inc.Cambridge Investment Research, Inc.$10005-04-2011
Cary Christian FosterCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-25-2016
Christopher C. BuckleyCambridge Investment Research, Inc.Waddell & Reed02-15-2019
Cristian Humberto ColonCambridge Investment Research, Inc.C C F Investments, Inc.08-06-2015
Dalton Neal BoatrightCambridge Investment Research, Inc.Park Avenue Securities LLC05-01-2018
Daniel Christopher MccalpinCambridge Investment Research, Inc.Waddell & Reed03-10-2016
Daniel FowlerCambridge Investment Research, Inc.Ameritas Investment Corp.10-10-2017
Daniel John BiseseCambridge Investment Research, Inc.FSC Securities Corporation$50010-04-2019
Daniel Lloyd BrubakerCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Darren Mark KnightCambridge Investment Research, Inc.Fintegra, LLC$10007-07-2015
David Lee BurchCambridge Investment Research, Inc.Park Avenue Securities LLC$50005-01-2018
David Lytal FountainCambridge Investment Research, Inc.MetLife Securities Inc.$50002-01-2012
David Mark GarnerCambridge Investment Research, Inc.Dempsey Lord Smith, LLC$10004-08-2016
Dennis Rex BradberryCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-22-2016
Don Berry AkridgeCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$50002-29-2016
Donald Morris KowalskyCambridge Investment Research, Inc.Questar Capital Corporation$50012-01-2015
Edward Bernard SeayCambridge Investment Research, Inc.Ameritas Investment Corp.10-09-2017
Edwin George ReynoldsCambridge Investment Research, Inc.MetLife Securities Inc.$50004-29-2016
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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