Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Virgil Cannie Hooper Jr.Cambridge Investment Research, Inc.CoreCap Investments, Inc.06-01-2020
Aaron Michael VincentCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-28-2020
Daphne Q. GentileCambridge Investment Research, Inc.Morgan Stanley12-06-2019
Alice Gerjoi-De-Carval MelloCambridge Investment Research, Inc.E*TRADE Securities LLC11-26-2019
Karon GravesCambridge Investment Research, Inc.Cape Securities Inc.11-01-2019
Jeffrey Douglas ThomasCambridge Investment Research, Inc.Triad Advisors LLC$5010-31-2019
James Matthew Moten Jr.Cambridge Investment Research, Inc.PFS Investments Inc.10-28-2019
John David Harper Jr.Cambridge Investment Research, Inc.Kestra Investment Services, LLC10-25-2019
Theodore Richard ArchCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
John Kenneth NettunoCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
James Aj FlanaganCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Gene Thomas CarrCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Bryan Daniel ScottCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
James Benjamin RobertsCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Daniel John BiseseCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Thomas Smith Inglesby Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
William Ralph MumpowerCambridge Investment Research, Inc.Park Avenue Securities LLC$5008-27-2019
Gregory Oneil GarvinCambridge Investment Research, Inc.Park Avenue Securities LLC$5008-27-2019
Richard Lane NoelCambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
James Martin FallonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10008-22-2019
Henry Ryan CokerCambridge Investment Research, Inc.Kestra Advisory Services, LLC$15008-13-2019
Steven Todd JohnsonCambridge Investment Research, Inc.Kestra Investment Services, LLC08-13-2019
Michael Bernard JamesCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
Timothy Hugo LeimkuehlerCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.