Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary C. FosterCetera Advisors LLCCambridge Investment Research Advisors, Inc.09-09-2019
Verena Lamy Brodhead-BuckCetera Advisors LLCQuestar Capital Corporation01-31-2019
William Luther DukeCetera Advisors LLCQuestar Capital Corporation$1401-04-2019
David Patrick LeathersCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Marvin Collier Mangham Jr.Cetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Steven Vinson HaydenCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Willie Lee BrooksCetera Advisors LLCInvestors Capital Corp.$1010-03-2016
Debra Donaldson ScottCetera Advisors LLCInvestors Capital Corp.10-03-2016
Julius Daniel Hicks Jr.Cetera Advisors LLCInvestors Capital Corp.10-03-2016
Sophie Marsha LancasterCetera Advisors LLCNext Financial Group, Inc.01-02-2015
Stephen Robert PhilpottCetera Advisors LLCMML Investors Services, LLC11-04-2014
Marcus Todd AlleyCetera Advisors LLCEdward Jones$5004-13-2012
Kevin Ross MyersCetera Advisors LLCMorgan Stanley$5005-12-2011
Matthew Scott GodleskiCetera Advisors LLCLihtc Securities, LLC10-14-2010
James Todd WatkinsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2009
Richard S CarverCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
Brian Stephen HulseyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Robert Joel ShlesingerCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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