Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Stephen HulseyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Brice Ranier ThompsonCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-14-2011
Cary C. FosterCetera Advisors LLCCambridge Investment Research, Inc.09-09-2019
Charles Bernard Pyke Jr.Cetera Advisors LLCStewardship Capital Management, LLC$50006-10-2011
Curt Edward CoulombeCetera Advisors LLCINVEST Financial Corporation$10002-08-2018
Gibson Johnston Pryor Jr.Cetera Advisors LLCMML Investors Services, LLC09-24-2012
Grace A. HaydenCetera Advisors LLCInvesco Distributors, Inc.08-01-2018
James Todd WatkinsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25011-20-2009
Joshua Rush ReavesCetera Advisors LLCNexity Financial Services, Inc.04-01-2009
Keith Richard JacobsonCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-16-2010
Kevin Ross MyersCetera Advisors LLCMorgan Stanley$50005-12-2011
Kristopher Sutton KetchamCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-12-2013
Marcus Todd AlleyCetera Advisors LLCEdward Jones$50004-13-2012
Matthew Scott GodleskiCetera Advisors LLCLihtc Securities, LLC10-14-2010
Morgan MarlinCetera Advisors LLCMML Investors Services, LLC10-09-2017
Richard S CarverCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-06-2009
Robbert Page CulbertsonCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2010
Robert Joel ShlesingerCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-26-2009
Robert Walter Jarrell Jr.Cetera Advisors LLCGWN Securities Inc.$10001-03-2011
Sophie Marsha LancasterCetera Advisors LLCNext Financial Group, Inc.01-02-2015
Stephen Robert PhilpottCetera Advisors LLCMML Investors Services, LLC$10011-04-2014
Tyler Matthew OwensCetera Advisors LLCOFG Advisors LLC06-12-2013
Verena Lamy Brodhead-BuckCetera Advisors LLCQuestar Capital Corporation$10001-31-2019
William Bernard KeatingCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-07-2009
William Douglas AdamsCetera Advisors LLCKovack Securities Inc.$10009-29-2015
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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