Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee StennesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2012
Nelson Manuel GarciaChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-18-2012
Kevin Tyler KuceraChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Johnson Curtis JimisonChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-30-2011
Jimikius L. HarrisChase Investment Services Corp.PFS Investments Inc.11-17-2011
Joshua Allan Christian ChavezChase Investment Services Corp.MML Investors Services, LLC07-29-2011
Sabrina M. Gott ProanoChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-01-2011
Roland Lebron WilsonChase Investment Services Corp.Edward Jones06-01-2011
Derek Maurice LawsonChase Investment Services Corp.Edward Jones04-27-2011
Adina D PruittChase Investment Services Corp.Strategic Advisers LLC03-01-2011
Jarrett Eugene HindrewChase Investment Services Corp.VALIC Financial Advisors, Inc.$2502-28-2011
Jacqueline Rady MironChase Investment Services Corp.Essex National Securities, LLC08-30-2010
Scott Francis SteinitzChase Investment Services Corp.SunTrust Investment Services, Inc.06-01-2010
Kevin Byron BrownChase Investment Services Corp.E*TRADE Securities LLC05-01-2010
Robert Thomas ChristianChase Investment Services Corp.Csfbdirect, Inc.05-01-2010
Fonette Alicia Benjamin-ThompsonChase Investment Services Corp.E*TRADE Securities LLC04-01-2010
Geoffrey Collin WallChase Investment Services Corp.Raymond James & Associates, Inc.03-08-2010
Denise Marie MadnickChase Investment Services Corp.Edward Jones03-01-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.