Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Edward Ward, William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-05-2009
Harsh MehraCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-05-2009
Kevin Mark ArculeoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-30-2009
Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer ParmerCommonwealth Financial NetworkLPL Financial LLC LLC$15011-15-2012
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Summer Parmer DealCommonwealth Financial NetworkLPL Financial LLC11-15-2012
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial LLC LLC$11410-22-2015
Rosemarie Lynette Laughter, Miller Talley Jones IIICommonwealth Financial NetworkLPL Financial LLC$5010-22-2015
Deborah Smith MarshCommonwealth Financial NetworkCetera Investment Services LLC$2504-01-2016
Jason Warren EakerCommonwealth Financial NetworkCambridge Investment Research, Inc.08-14-2017
Beverly Addington McBrideCommonwealth Financial NetworkTriad Advisors LLC$1010-02-2017
Daniel Moskowitz, John Carty-Campbell, Blake AsburyCommonwealth Financial NetworkFSC Securities$16010-01-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Michael Louis StoneCommonwealth Financial NetworkIFG Advisory, LLC$5011-26-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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