Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexx K. FranklinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
Arnold Issiah HaynesEdward JonesPFS Investments Inc.11-01-2015
Barry Howard PhillipsEdward JonesSunTrust Investment Services, Inc.05-09-2019
Brandon Benjamin StarwaltEdward JonesState Farm VP Management Corp.04-23-2014
Bruce Howard GoldsteinEdward JonesSunTrust Robinson Humphrey, Inc.01-26-2015
Christopher T. HynekEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2016
Colt DyerEdward JonesEdward Jones10-27-2015
Erik Andrew LuckeyEdward JonesWells Fargo Clearing Services, LLC08-30-2019
Jacob Shine PersonsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
James William SpoonerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Jay Laird GriffinEdward JonesCetera Investment Services LLC$1006-30-2017
Mark H. ShamesEdward JonesSunTrust Advisory Services, Inc.$1,00011-22-2019
Michael Aldrich HarperEdward JonesLPL Financial LLC11-30-2018
Michael B. HousworthEdward JonesPark Avenue Securities LLC01-05-2015
Michael Lee Miller Jr.Edward JonesCravens & Company Wealth Management12-08-2014
Patrick Paul JohnsonEdward JonesScottrade, Inc.04-13-2018
Richard Anderson PeelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2010
Sean Michael MoriartyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Stephen Frank GiellaEdward JonesWells Fargo Clearing Services, LLC$5005-15-2009
Stephen Joseph CuneoEdward JonesHonkamp Krueger Financial Services Inc06-21-2013
Theresa Michele MayesEdward JonesFirst Command Financial Planning, Inc.11-22-2017
William Edward DavisEdward JonesSaybrus Equity Services, LLC$10008-01-2014

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.