Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Henry Kumm IVFSC Securities CorporationNational Planning Corporation03-02-2017
Santo Lawrence BlumkeFSC Securities CorporationJ.P. Morgan Securities LLC12-01-2016
Evan Nathan RobinsonFSC Securities CorporationStratos Wealth Partners, Ltd09-15-2016
John Benjamin FerrisFSC Securities CorporationStratos Wealth Partners, Ltd$1,00009-15-2016
Philip James FlueggeFSC Securities CorporationCommonwealth Financial Network09-02-2016
Jonathan David RobsonFSC Securities CorporationStratos Wealth Partners, Ltd$1,00009-01-2016
Daniel John BiseseFSC Securities CorporationRaymond James Financial Services, Inc.$5007-15-2016
Philip Gregory O'QuinFSC Securities CorporationLPL Financial LLC10-30-2015
Kari Celia KnudsenFSC Securities CorporationSII Investments, Inc.06-25-2015
Harvey Theo SchwartzFSC Securities CorporationTriad Advisors LLC$101-21-2015
Venzon Vicencio Aromin IIIFSC Securities CorporationMorgan Stanley08-22-2014
Dawn Denigmann O'RourkeFSC Securities CorporationMorgan Stanley06-25-2014
Michael R. KarisFSC Securities CorporationNfp Advisor Services$806-13-2014
Alexander Turner Thomas IVFSC Securities CorporationMorgan Stanley04-14-2014
Jason Anthony GalardyFSC Securities CorporationNational Planning Corporation01-24-2014
Richard Alan BurkaFSC Securities CorporationNew England Securities$101-02-2014
Eric Li Cheng ChouFSC Securities CorporationWells Fargo Clearing Services, LLC10-31-2013
Joshua Eric ReiderFSC Securities CorporationOneAmerica Securities, Inc.$108-05-2013
Thaddeus Shelton TiddFSC Securities CorporationResource Horizons Group LLC08-05-2013
Clifford Anthony DownieFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2013
Shannon Jeremy WebbFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2013
Allen Glade MckellFSC Securities Corporation1st Global Capital Corp.05-10-2013
Leonard V Fox Jr.FSC Securities CorporationMorgan Stanley04-12-2013
Douglas Eugene SitzlerFSC Securities CorporationHD Vest Investment Services02-04-2013
Garry Loyd MizeFSC Securities CorporationIndependent Financial Group, LLC09-19-2012
Next Page »

Showing 1 to 25 of 45 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.