Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Henry Kumm IVFSC Securities CorporationNational Planning Corporation03-02-2017
Santo Lawrence BlumkeFSC Securities CorporationJ.P. Morgan Securities LLC12-01-2016
Evan Nathan RobinsonFSC Securities CorporationStratos Wealth Partners, Ltd09-15-2016
John Benjamin FerrisFSC Securities CorporationStratos Wealth Partners, Ltd$1,00009-15-2016
Philip James FlueggeFSC Securities CorporationCommonwealth Financial Network09-02-2016
Jonathan David RobsonFSC Securities CorporationStratos Wealth Partners, Ltd$1,00009-01-2016
Daniel John BiseseFSC Securities CorporationRaymond James Financial Services, Inc.$5007-15-2016
Philip Gregory O'QuinFSC Securities CorporationLPL Financial LLC10-30-2015
Kari Celia KnudsenFSC Securities CorporationSII Investments, Inc.06-25-2015
Harvey Theo SchwartzFSC Securities CorporationTriad Advisors LLC$101-21-2015
Venzon Vicencio Aromin IIIFSC Securities CorporationMorgan Stanley08-22-2014
Dawn Denigmann O'RourkeFSC Securities CorporationMorgan Stanley06-25-2014
Michael R. KarisFSC Securities CorporationNfp Advisor Services$806-13-2014
Alexander Turner Thomas IVFSC Securities CorporationMorgan Stanley04-14-2014
Jason Anthony GalardyFSC Securities CorporationNational Planning Corporation01-24-2014
Richard Alan BurkaFSC Securities CorporationNew England Securities$101-02-2014
Eric Li Cheng ChouFSC Securities CorporationWells Fargo Clearing Services, LLC10-31-2013
Joshua Eric ReiderFSC Securities CorporationOneAmerica Securities, Inc.$108-05-2013
Thaddeus Shelton TiddFSC Securities CorporationResource Horizons Group LLC08-05-2013
Clifford Anthony DownieFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2013
Shannon Jeremy WebbFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2013
Allen Glade MckellFSC Securities Corporation1st Global Capital Corp.05-10-2013
Leonard V Fox Jr.FSC Securities CorporationMorgan Stanley04-12-2013
Douglas Eugene SitzlerFSC Securities CorporationHD Vest Investment Services02-04-2013
Garry Loyd MizeFSC Securities CorporationIndependent Financial Group, LLC09-19-2012
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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