Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evan Nathan RobinsonFSC Securities CorporationStratos Wealth Partners, Ltd09-15-2016
John Benjamin FerrisFSC Securities CorporationStratos Wealth Partners, Ltd09-15-2016
Jonathan D. RobsonFSC Securities CorporationStratos Wealth Partners, Ltd09-01-2016
Daniel John BiseseFSC Securities CorporationRaymond James Financial Services, Inc.$5007-15-2016
Philip G. O'QuinFSC Securities CorporationLPL Financial LLC10-30-2015
Harvey Theo SchwartzFSC Securities CorporationTriad Advisors LLC$2501-21-2015
Michael Raymond KarisFSC Securities CorporationNfp Advisor Services$1006-13-2014
Richard Alan BurkaFSC Securities CorporationNew England Securities01-02-2014
Joshua Eric ReiderFSC Securities CorporationOneAmerica Securities, Inc.08-05-2013
Douglas Eugene SitzlerFSC Securities CorporationHD Vest Investment Services02-04-2013
Garry Loyd MizeFSC Securities CorporationIndependent Financial Group, LLC09-19-2012
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation$1007-25-2012
Christopher T. TaylorFSC Securities CorporationJackson National Life Distributors LLC05-14-2012
Bradley Jay CureFSC Securities CorporationBrookstone Securities, Inc.04-26-2012
Donald R. HallFSC Securities CorporationEdward Jones10-10-2011
Terry D. HoltsclawFSC Securities CorporationLPL Financial LLC04-18-2011
Charles Duaine ArbeiterFSC Securities CorporationQA3 Financial Corp.$2502-11-2011
David Gerard LutschFSC Securities CorporationWaterstone Financial Group, Inc.08-25-2009
Andrew James PowersFSC Securities CorporationLong Grove Trading Co.08-24-2009
James Allan TeschFSC Securities CorporationWaterstone Financial Group, Inc.08-24-2009
Keith Richard JonesFSC Securities CorporationWaterstone Financial Group, Inc.08-21-2009
Brenda Sanders SpeerFSC Securities CorporationProEquities, Inc.06-02-2009
Lea Smith GoodmanFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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