A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenda Sanders SpeerFSC Securities CorporationProEquities, Inc.06-02-2009
Eric Dale GrantFSC Securities CorporationVoya Financial Advisors, Inc.$5004-20-2010
John Henry Carty-CampbellFSC Securities CorporationOppenheimer & Co. Inc.07-16-2010
Donald P. SouthwickFSC Securities CorporationNRP Financial, Inc.10-08-2010
Douglas Turner FarrFSC Securities CorporationWells Fargo Clearing Services, LLC10-20-2010
Robert Dennis MattsonFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2010
Jeremy Landon KeatingFSC Securities CorporationQA3 Financial Corp.02-07-2011
Charles Duaine ArbeiterFSC Securities CorporationQA3 Financial Corp.$2502-11-2011
Terry D. HoltsclawFSC Securities CorporationLPL Financial LLC$1004-18-2011
Donald R. HallFSC Securities CorporationEdward Jones$1010-10-2011
Jerry Hugh CrockettFSC Securities CorporationNext Financial Group, Inc.11-23-2011
Bradley Jay CureFSC Securities CorporationBrookstone Securities, Inc.04-26-2012
Christopher T. TaylorFSC Securities CorporationJackson National Life Distributors LLC05-14-2012
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation07-25-2012
Garry Loyd MizeFSC Securities CorporationIndependent Financial Group, LLC09-19-2012
Douglas Eugene SitzlerFSC Securities CorporationAvantax Investment Services, Inc.02-04-2013
Leonard V. Fox Jr.FSC Securities CorporationMorgan Stanley04-12-2013
Allen Glade McKellFSC Securities Corporation1st Global Capital Corp.$1005-10-2013
Shannon Jeremy WebbFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2013
Clifford Anthony DownieFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2013
Thaddeus Shelton TiddFSC Securities CorporationResource Horizons Group LLC$2508-05-2013
Joshua Eric ReiderFSC Securities CorporationOneAmerica Securities, Inc.08-05-2013
Eric ChouFSC Securities CorporationWells Fargo Clearing Services, LLC10-31-2013
Richard Alan BurkaFSC Securities CorporationNew England Securities01-02-2014
Jason Anthony GalardyFSC Securities CorporationNational Planning Corporation01-24-2014
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.