Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation$10007-25-2012
Alexander Turner Thomas IVFSC Securities CorporationMorgan Stanley$15004-14-2014
Allen Glade MckellFSC Securities Corporation1st Global Capital Corp.$10005-10-2013
ANDREW JAMES POWERSFSC Securities CorporationLong Grove Trading Co.$25008-24-2009
Bradley Jay CureFSC Securities CorporationBrookstone Securities, Inc.04-26-2012
Brenda Sanders SpeerFSC Securities CorporationProEquities, Inc.06-02-2009
Brian David McLeanFSC Securities CorporationWilsey Asset Management Incorporated$10001-09-2011
Bruce Michael TuckeyFSC Securities CorporationLPL Financial LLC04-25-2019
Charles Duaine ArbeiterFSC Securities CorporationQA3 Financial Corp.$25002-11-2011
Christopher Thomas TaylorFSC Securities CorporationJackson National Life Distributors LLC05-14-2012
Clifford Anthony DownieFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2013
Daniel John BiseseFSC Securities CorporationRaymond James Financial Services, Inc.$50007-15-2016
David Gerard LutschFSC Securities CorporationWaterstone Financial Group, Inc.$25008-25-2009
David Shane AustinFSC Securities CorporationTriad Advisors LLC10-29-2010
Dawn Denigmann O'RourkeFSC Securities CorporationMorgan Stanley06-25-2014
Donald P SouthwickFSC Securities CorporationNRP Financial, Inc.10-08-2010
Donald R. HallFSC Securities CorporationEdward Jones$10010-10-2011
Douglas Eugene SitzlerFSC Securities CorporationAvantax Investment Services, Inc.02-04-2013
Douglas Turner FarrFSC Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-20-2010
Eric Dale GrantFSC Securities CorporationVoya Financial Advisors, Inc.$50004-20-2010
Eric Li Cheng ChouFSC Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-31-2013
Evan Nathan RobinsonFSC Securities CorporationStratos Wealth Partners, Ltd09-15-2016
Frank C WeightmanFSC Securities CorporationPrivate Client LLC$10011-16-2011
Garry Loyd MizeFSC Securities CorporationIndependent Financial Group, LLC09-19-2012
George Dean KarrisFSC Securities CorporationForesters Financial Services, Inc.$50006-11-2019
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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