Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Lee Goings IIIIFS SecuritiesHutchinson, Shockey, Erley & Co.$2502-06-2019
Daniel Edward McsheaIFS SecuritiesHerbert J. Sims & Co, Inc.$102-05-2019
Thomas Joseph NeunerIFS SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Steven Michael ElefsonIFS SecuritiesCary Street Partners$10001-02-2019
Glen Joseph WebsterIFS SecuritiesWells Fargo Clearing Services, LLC$5011-01-2018
Carl Patrick Carlos Jr.IFS SecuritiesRaymond James & Associates, Inc.$2508-08-2018
Thomas Arthur SmylieIFS SecuritiesAmeriprise Financial Services, Inc.$5008-07-2018
Michael Phillip OwenIFS SecuritiesLone Peak Capital Management, LLC$2508-01-2018
Jason Rocco D'AmelioIFS SecuritiesLPL Financial LLC07-03-2018
Shane Harold SiedermanIFS SecuritiesLPL Financial LLC07-03-2018
Jack Aram WrightIFS SecuritiesMFR Securities, Inc.06-05-2018
Christine B TangIFS SecuritiesFirst Allied Securities, Inc.$5005-24-2018
Jason Kurt MickoolIFS SecuritiesPurshe Kaplan Sterling Investments03-26-2018
Stephen David TracyIFS SecuritiesEdward Jones$5003-15-2018
Craig Anthony RosenbergIFS SecuritiesRaymond James Financial Services, Inc.$2502-20-2018
Clifford William Shirah Jr.IFS SecuritiesProEquities, Inc.$5001-19-2018
Kevin Michael BatesIFS SecuritiesINVEST Financial Corporation01-18-2018
Anselmo Contreras Jr.IFS SecuritiesCambridge Investment Research, Inc.$1001-16-2018
Tony Anthony HodgeIFS SecuritiesH. Beck, Inc.$1012-21-2017
Warren CollierIFS SecuritiesMorgan Stanley11-09-2017
Charles Allen BirbaraIFS SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-27-2017
Andrew Scott HardieIFS SecuritiesWILBANKS SECURITIES, INC.09-06-2017
Odalis Mercedes LopezIFS SecuritiesG. A. Repple & Company08-31-2017
Kenneth Ray Koger Jr.IFS SecuritiesIHT Wealth Management LLC$106-22-2017
Daniel Edward PeltierIFS SecuritiesRaymond James & Associates, Inc.04-26-2017
Next Page »

Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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