Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert L. DegaetanoIFS SecuritiesEdward Jones03-14-2019
John LoefflerIFS SecuritiesEdward Jones03-12-2019
Russell Lee Goings IIIIFS SecuritiesHutchinson, Shockey, Erley & Co.$2502-06-2019
Daniel Edward McSheaIFS SecuritiesHerbert J. Sims & Co, Inc.02-05-2019
Thomas Joseph NeunerIFS SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Steven Michael ElefsonIFS SecuritiesCary Street Partners$10001-02-2019
Glen Joseph WebsterIFS SecuritiesWells Fargo Clearing Services, LLC$5011-01-2018
Carl Patrick Carlos Jr.IFS SecuritiesRaymond James & Associates, Inc.$5008-08-2018
Thomas Arthur SmylieIFS SecuritiesAmeriprise Financial Services, Inc.$5008-07-2018
Joseph B. Samples IIIIFS SecuritiesCambridge Investment Research, Inc.$1007-31-2018
Christine B. TangIFS SecuritiesFirst Allied Securities, Inc.$5005-24-2018
Stephen David TracyIFS SecuritiesEdward Jones$5003-15-2018
Craig Anthony RosenbergIFS SecuritiesRaymond James Financial Services, Inc.$2502-20-2018
Clifford William Shirah Jr.IFS SecuritiesProEquities, Inc.$5001-19-2018
Charles Allen BirbaraIFS SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-27-2017
Kenneth Ray Koger Jr.IFS SecuritiesIHT Wealth Management LLC$1006-22-2017
Michael Franklin BreadyIFS SecuritiesNYLIFE Securities LLC07-12-2016
Steven Michael RoffmanIFS SecuritiesAmeriprise Financial Services, Inc.03-29-2016
Anthony Louis DelucaIFS SecuritiesStifel, Nicolaus & Company, Incorporated$2503-18-2016
Robert Daniel SteinIFS SecuritiesLincoln Financial Advisors Corporation$1003-17-2016
Reed Norman LengelIFS SecuritiesJ.P. Turner & Company, L.L.C.12-01-2015
Matthew William ParkesIFS SecuritiesJ.P. Turner & Company, L.L.C.$15011-16-2015
Eric Martin RuthIFS SecuritiesFirst American Securities, Inc.$2502-12-2015
Michael James HebnerIFS SecuritiesB. Riley Wealth Management$2502-09-2015
John Louis RobertsIFS SecuritiesGirard Securities, Inc.$15001-12-2015
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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