Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Wesley MooreINVEST Financial CorporationSunTrust Investment Services, Inc.09-13-2017
Michael Louis KoltzINVEST Financial CorporationFifth Third Securities, Inc.08-28-2017
Matthew Shannon WilsonINVEST Financial CorporationPruco Securities, LLC.02-22-2017
Mona P TraversINVEST Financial CorporationE*TRADE Securities LLC03-16-2016
Samuel Lewis CrossleyINVEST Financial CorporationMML Investors Services, LLC01-07-2016
Patrick Gene HojanINVEST Financial CorporationSignator Investors, Inc.01-06-2016
Andrew J ToeringINVEST Financial CorporationWells Fargo Clearing Services, LLC11-20-2015
Gary Rogers ZaneINVEST Financial CorporationCUNA Brokerage Services, Inc.10-08-2015
Joanne E WellsINVEST Financial CorporationAmuni Financial, Inc.07-08-2015
Edward Scott LocherINVEST Financial CorporationResource Horizons Group LLC12-16-2014
Galen Kelly Eugene ReederINVEST Financial CorporationEdward Jones05-06-2013
Richard Kenneth AshleyINVEST Financial CorporationWRP Investments, Inc.04-09-2013
Steven Marshall JulianINVEST Financial CorporationEdward Jones03-01-2013
Deric Bernard GovernaleINVEST Financial CorporationEdward Jones01-02-2013
Steven Paul BoatnerINVEST Financial CorporationRaymond James Financial Services, Inc.09-13-2012
Jaime Grimes HuffmanINVEST Financial CorporationFSC Securities Corporation08-03-2012
Thomas Michael ButtsINVEST Financial CorporationCUNA Brokerage Services, Inc.01-18-2012
Jesse Neal Shepard Jr.INVEST Financial CorporationProEquities, Inc.12-01-2011
Matthew William KarisINVEST Financial CorporationSage Capital Holdings, LLC10-06-2011
Craig Ryan SeligmanINVEST Financial CorporationProactive Wealth Strategies, LLC05-20-2011
Shannon Renee NealINVEST Financial CorporationInvestment Professionals, Inc.12-07-2010
Robert Randolph LottINVEST Financial CorporationNfp Advisor Services10-06-2010
Lisa Moss StricklandINVEST Financial CorporationCetera Investment Services LLC07-30-2010
Steven Martin BarnettINVEST Financial CorporationInvestors Capital Corp.06-04-2010
Kisha Byrd MadisonINVEST Financial CorporationWaddell & Reed05-24-2010
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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