Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Earl Woodrow MidgetteIfs SecuritiesLPL Financial LLC$5008-02-2019
Thomas Anthony DavisIfs SecuritiesEdward Jones$1907-05-2019
Joseph Dwayne OlheiserIfs SecuritiesRaymond James Financial Services, Inc.06-28-2019
John Vincent ScambrayIfs SecuritiesRaymond James Financial Services, Inc.06-18-2019
David Alan LakisIfs SecuritiesPackerland Brokerage Services, Inc.06-17-2019
Bruce Alfred BoutaIfs SecuritiesCetera Advisor Networks LLC$5006-14-2019
Brian Lee PenneyIfs SecuritiesLion Street Financial, LLC05-20-2019
Stephen Edward FelixIfs SecuritiesNational Securities Corporation04-26-2019
Albert L. DegaetanoIfs SecuritiesEdward Jones03-14-2019
John LoefflerIfs SecuritiesEdward Jones03-12-2019
David Shwan WinfreyIfs SecuritiesCambridge Investment Research, Inc.02-26-2019
Russell Lee Goings IIIIfs SecuritiesHuntington Securities, Inc.$2502-06-2019
Daniel Edward McSheaIfs SecuritiesHerbert J. Sims & Co, Inc.02-05-2019
Thomas Joseph NeunerIfs SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Steven Michael ElefsonIfs SecuritiesCary Street Partners$10001-02-2019
Evangeline Tyndall HerringtonIfs SecuritiesCetera Advisor Networks LLC12-17-2018
Roderick Kenneth DayIfs SecuritiesSecurities America, Inc.11-15-2018
Glen Joseph WebsterIfs SecuritiesWells Fargo Clearing Services, LLC$5011-01-2018
Howard James StoverIfs SecuritiesMid Atlantic Capital Corporation10-22-2018
Lewis Demiles BakerIfs SecuritiesUnited Planners' Financial Services of America A Limited Partner$2509-28-2018
Carl Patrick Carlos Jr.Ifs SecuritiesRaymond James & Associates, Inc.$5008-08-2018
Thomas Arthur SmylieIfs SecuritiesAmeriprise Financial Services, LLC$5008-07-2018
Valarie Latrice WrightIfs SecuritiesRaymond James & Associates, Inc.08-06-2018
Michael Phillip OwenIfs SecuritiesLone Peak Capital Management, LLC$2508-01-2018
Dawn Sandra YoungIfs SecuritiesCambridge Investment Research, Inc.07-31-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.