Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Jared James LaffertyJ.P. Morgan Securities LLCForesters Financial Services, Inc.02-27-2018
Kristal Ann SizemoreJ.P. Morgan Securities LLCScottrade, Inc.10-23-2017
Ronald Edward Frere Jr.J.P. Morgan Securities LLCScottrade, Inc.10-19-2017
Thomas Gary BoykinJ.P. Morgan Securities LLCEdward Jones10-09-2017
Benito Jr Canales IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-22-2016
Tawanna Jean DuttonJ.P. Morgan Securities LLCState Farm VP Management Corp.08-15-2016
Twina Zemira FelicianoJ.P. Morgan Securities LLCCountry Capital Management Company08-02-2016
Walter James Holston Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC07-08-2016
Trey Ontario BoatmanJ.P. Morgan Securities LLCEdward Jones06-09-2016
Henra Hosea ChennaultJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-05-2016
Donald James Bonnet Jr.J.P. Morgan Securities LLCPFS Investments Inc.03-22-2016
Brendan Jamil KandakaiJ.P. Morgan Securities LLCPFS Investments Inc.03-09-2016
Christopher Anthony BaroneJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-01-2016
Jacob Steven PiotraczkJ.P. Morgan Securities LLCWaddell & Reed01-13-2016
Alan Lee DavisJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-14-2015
David Earl DelaneyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$20812-14-2015
Henry Bertram Moog IIIJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-08-2015
Andrew Eugene FirstmanJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Christian Nicholas CramJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
David Simeon GreeneJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15011-20-2015
Mark Gregory HorncastleJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15011-20-2015
Tiberiu Timotei MarianJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2015
William Lafayette Beery IIIJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-20-2015
Brandon Jamarr FicklinJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-16-2015
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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