Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis Moffitt Traynor Jr.J.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$10007-30-2009
Jason Kemble AdamsJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.07-30-2009
Tsun C LuoJ.P. Morgan Securities LLCMorgan Stanley08-09-2010
Robert Jeff ShoupJ.P. Morgan Securities LLCMorgan Stanley03-18-2011
Charles Allen Ratliff Jr.J.P. Morgan Securities LLCMorgan Stanley03-18-2011
Jay Matthew RottnerJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$5001-13-2012
Palmer Craig ScarrittJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.01-13-2012
Borgia Koman YapiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Ashok Kumar TikooJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Holly Beth YarbroughJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jennifer M. Romero-GarciaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kristin M. HopkinsJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Tamseel FatemaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mark Eugene LipumaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Marcel Serdan LewisJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Sonia ZacharyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-11-2013
James Christopher WellsJ.P. Morgan Securities LLCSunTrust Robinson Humphrey, Inc.07-18-2013
Edwin Everett PuriJ.P. Morgan Securities LLCUBS Financial Services Inc.08-02-2013
Jay M LibanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2013
Wesley Andrew PritchettJ.P. Morgan Securities LLCPeraza Capital and Investment, LLC10-28-2013
Roland Sims PritchettJ.P. Morgan Securities LLCUBS Financial Services Inc.11-08-2013
Jeremy S. FareJ.P. Morgan Securities LLCPNC Investments01-08-2014
Robert Allen DouglassJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-21-2014
Elizabeth Kytle ChandlerJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-21-2014
Ryan Jeffrey ZieglerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-03-2014
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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