Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lee DavisJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-14-2015
Andrew Eugene FirstmanJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Ashok Kumar TikooJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Benito Canales IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2016
Borgia Koman YapiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Charles Allen Ratliff Jr.J.P. Morgan Securities LLCMorgan Stanley03-18-2011
Christian Nicholas CramJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
David Bailey IzardJ.P. Morgan Securities LLCAllianceBernstein L.P.03-13-2015
David Earl DelaneyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15012-14-2015
David Simeon GreeneJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15011-20-2015
Edwin Everett PuriJ.P. Morgan Securities LLCUBS Financial Services Inc.08-02-2013
Elizabeth Kytle ChandlerJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-21-2014
Francis Moffitt Traynor Jr.J.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$10007-30-2009
Henry Bertram Moog IIIJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-08-2015
Holly Beth YarbroughJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
James Christopher WellsJ.P. Morgan Securities LLCSunTrust Robinson Humphrey, Inc.07-18-2013
Jason Kemble AdamsJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.07-30-2009
Jay M LibanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2013
Jay Matthew RottnerJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$5001-13-2012
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Jennifer M. Romero-GarciaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jeremy S. FareJ.P. Morgan Securities LLCPNC Investments01-08-2014
Jonathan Robert StollerJ.P. Morgan Securities LLCLongbow Securities, LLC10-29-2018
Kathleen Anne Wray BazazJ.P. Morgan Securities LLCUBS Financial Services Inc.06-10-2015
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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