Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Thomas MarshKovack Securities Inc.W. H. Colson Securities, Inc.$2401-02-2018
Ray LewisKovack Securities Inc.Securities America, Inc.11-25-2014
Bryan K ScarrattKovack Securities Inc.Securities America, Inc.$2511-03-2014
Aaron Leon SwanierKovack Securities Inc.Resource Horizons Group LLC$110-15-2014
Albert Leo Breithaupt Jr.Kovack Securities Inc.Resource Horizons Group LLC10-15-2014
Alicia FreedmanKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Armand Patrick GlassmanKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Brad M HowellKovack Securities Inc.Resource Horizons Group LLC$110-15-2014
Cynthia Lynne CourtneyKovack Securities Inc.Resource Horizons Group LLC10-15-2014
David Henry FreemanKovack Securities Inc.Resource Horizons Group LLC$3110-15-2014
Donald Alan TessmerKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Eric D LangKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Gabriel Lynn GehretKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Gaines Bailey SmithKovack Securities Inc.Resource Horizons Group LLC$1010-15-2014
Garland ColeKovack Securities Inc.Resource Horizons Group LLC10-15-2014
James Stuart RichterKovack Securities Inc.Resource Horizons Group LLC10-15-2014
James Trent PriceKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Jan Doyle GotshallKovack Securities Inc.Resource Horizons Group LLC$5010-15-2014
John Dolen Hedrick Jr.Kovack Securities Inc.Resource Horizons Group LLC10-15-2014
Joseph AloisioKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Kelly Stolte MillerKovack Securities Inc.Resource Horizons Group LLC$10010-15-2014
Lewis Dewitt WebbKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Louise Campbell SchatkeKovack Securities Inc.Resource Horizons Group LLC$110-15-2014
Michael Lee CrifasiKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Richard Marshall Husty Jr.Kovack Securities Inc.Resource Horizons Group LLC$1010-15-2014
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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