Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James William SpoonerLPL Financial LLCAmeriprise Financial Services, Inc.$2512-17-2018
William Rothwell WilcoxLPL Financial LLCCetera Investment Services LLC$2512-17-2018
Bryant Charles NorthLPL Financial LLCCadaret, Grant & Co., Inc.$111-30-2018
Torben Jensen Seear IIILPL Financial LLCRaymond James Financial Services, Inc.11-29-2018
Kari Celia KnudsenLPL Financial LLCFSC Securities Corporation$26108-10-2018
Kathy Burnett BartonLPL Financial LLCInvestment Professionals, Inc.$107-31-2018
Steven Lee HolmesLPL Financial LLCCetera Advisors LLC$1007-09-2018
Morrell Alexander MccaskillLPL Financial LLCSynovus Securities, Inc.$15006-15-2018
Stephen Lee HarrisonLPL Financial LLCMML Investors Services, LLC$105-10-2018
Dennis Ray WrightLPL Financial LLCThe Leaders Group, Inc.04-20-2018
Willard A. Phillips Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$103-05-2018
Emmett Holt CloudLPL Financial LLCMorgan Stanley12-19-2017
Jeffrey Scott PanikLPL Financial LLCAmeriprise Financial Services, Inc.$5011-16-2017
Christopher Bryan BlackLPL Financial LLCWells Fargo Clearing Services, LLC10-24-2017
Patricia Lynn LaramoreLPL Financial LLCSecurities America, Inc.$10010-06-2017
Justin Dwight BurgessLPL Financial LLCWaddell & Reed09-15-2017
Eric Scott RuthmanLPL Financial LLCEdward Jones08-21-2017
Michael Christopher RudioLPL Financial LLCEdward Jones08-21-2017
Charles Strong IIILPL Financial LLCWells Fargo Clearing Services, LLC06-01-2017
Kyle Robert BochatLPL Financial LLCWells Fargo Clearing Services, LLC06-01-2017
Michael Lester EdmondsonLPL Financial LLCWells Fargo Clearing Services, LLC$105-11-2017
Brian Francis QuinnLPL Financial LLCPacific Select Distributors, LLC$5005-02-2017
Shane Monquel SpellsLPL Financial LLCSunTrust Investment Services, Inc.04-24-2017
Steve Eric WardLPL Financial LLCSunTrust Investment Services, Inc.$5003-30-2017
Manly AckerLPL Financial LLCTransamerica Financial Advisors, Inc03-15-2017
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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