Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.$109-06-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
Lebron Cornelius MorganMML Investors Services, LLCNYLIFE Securities LLC08-10-2018
Earle Denis Layng IIMML Investors Services, LLCNYLIFE Securities LLC06-01-2018
Jonathan Michael ConstantMML Investors Services, LLCWaddell & Reed$105-04-2018
Sammy NaouloMML Investors Services, LLCNYLIFE Securities LLC02-05-2018
John David HoltMML Investors Services, LLCEquity Services, Inc.11-29-2017
Robyn Lynell AdamsMML Investors Services, LLCAllstate Financial Services, LLC10-06-2017
Jeffery Todd WarrenMML Investors Services, LLCBB&T INVESTMENT SERVICES, INC.06-23-2017
Samuel Stenger RenkenMML Investors Services, LLCMutual of Omaha Investor Services, Inc.05-10-2017
Michael Lee HerndonMML Investors Services, LLCWoodmen Financial Services, Inc.04-10-2017
Erik Jason LobzunMML Investors Services, LLCWoodmen Financial Services, Inc.02-06-2017
Stanley Theodore Nation Jr.MML Investors Services, LLCWaddell & Reed09-01-2016
Thomas Nicholas SmithMML Investors Services, LLCVALIC Financial Advisors, Inc.08-04-2016
Trory Lashun JenkinsMML Investors Services, LLCMutual of Omaha Investor Services, Inc.07-11-2016
Joseph Yong YiMML Investors Services, LLCInvestment Professionals, Inc.03-24-2016
Robert Christopher GaillardMML Investors Services, LLCNYLIFE Securities LLC$5002-24-2016
Bronson J KiblerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-13-2015
John Lynn Mccants Jr.MML Investors Services, LLCPrincipal Securities, Inc.09-28-2015
William Alan FranksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-16-2015
Becksun ParkMML Investors Services, LLCNYLIFE Securities LLC06-26-2015
Michael Tomas BlankMML Investors Services, LLCKestra Investment Services, LLC05-18-2015
Robert Francis FavataMML Investors Services, LLCMetLife Investors Distribution Company04-08-2015
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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