Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Lewis JacobsMML Investors Services, LLCWells Fargo Clearing Services, LLC04-23-2009
Christopher Edward WietersMML Investors Services, LLCCFS Wealth Management03-24-2010
Harrison David NathanMML Investors Services, LLCWells Fargo Clearing Services, LLC04-14-2010
Brent Barrett BlairMML Investors Services, LLCEdward Jones05-11-2010
Andrew Kisok KimMML Investors Services, LLCOneAmerica Securities, Inc.02-07-2011
Teddy W. Welch Sr.MML Investors Services, LLCPeachtree Planning Advisors, Inc.02-18-2011
Jose Antonio Fernandez Jr.MML Investors Services, LLCPruco Securities, LLC.02-28-2011
Brian Allen FoxMML Investors Services, LLCPeachtree Planning Advisors, Inc.03-09-2011
Michael Scott KipnissMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-08-2011
James R. WinskieMML Investors Services, LLCNYLIFE Securities LLC05-17-2012
Christopher Louis StewartMML Investors Services, LLCLincoln Financial Advisors Corporation10-01-2012
Darryl HicksMML Investors Services, LLCMorgan Stanley10-29-2013
Robert S. McWilliams Jr.MML Investors Services, LLCKestra Investment Services, LLC06-20-2014
Justin John WillmottMML Investors Services, LLCSecurian Financial Services, Inc.07-17-2014
Timothy Leon BonnerMML Investors Services, LLCNYLIFE Securities LLC10-13-2014
James Ryan BoydMML Investors Services, LLCNYLIFE Securities LLC10-23-2014
Paul Lanier Bridges IIIMML Investors Services, LLCNYLIFE Securities LLC10-23-2014
Amelia Darnell SelfMML Investors Services, LLCNYLIFE Securities LLC11-07-2014
James Lee Joiner IVMML Investors Services, LLCNYLIFE Securities LLC01-16-2015
Michael Tomas BlankMML Investors Services, LLCKestra Investment Services, LLC05-18-2015
William Alan FranksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-16-2015
Robert Christopher GaillardMML Investors Services, LLCNYLIFE Securities LLC02-24-2016
Joseph Yong YiMML Investors Services, LLCInvestment Professionals, Inc.03-24-2016
Thomas Nicholas SmithMML Investors Services, LLCVALIC Financial Advisors, Inc.08-04-2016
Buhm Jin NamMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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