Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Adam Scott BassMML Investors Services, LLCHornor, Townsend & Kent, LLC01-24-2020
Amelia Darnell SelfMML Investors Services, LLCNYLIFE Securities LLC11-07-2014
Andrew A WhiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-26-2017
Andrew Kisok KimMML Investors Services, LLCOneAmerica Securities, Inc.02-07-2011
Antony Byron BarberMML Investors Services, LLCPruco Securities, LLC.02-19-2019
Arthur L BushMML Investors Services, LLCPruco Securities, LLC.08-19-2020
Bradley GodfreyMML Investors Services, LLCEdward Jones08-16-2019
Brent Barrett BlairMML Investors Services, LLCEdward Jones05-11-2010
Brian Allen FoxMML Investors Services, LLCPeachtree Planning Advisors, Inc.03-09-2011
Carolyn BurginMML Investors Services, LLCEquitable Advisors, LLC01-23-2020
Chaminda P MahawelaMML Investors Services, LLCEquitable Advisors, LLC01-28-2020
Christopher Edward WietersMML Investors Services, LLCCFS Wealth Management03-24-2010
Christopher Louis StewartMML Investors Services, LLCLincoln Financial Advisors Corporation10-01-2012
Darryl HicksMML Investors Services, LLCMorgan Stanley10-29-2013
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.09-06-2018
Harrison David NathanMML Investors Services, LLCWells Fargo Clearing Services, LLC04-14-2010
James Homer Moore IvMML Investors Services, LLCWaddell & Reed05-04-2018
James Lee Joiner IVMML Investors Services, LLCNYLIFE Securities LLC01-16-2015
James Lewis JacobsMML Investors Services, LLCWells Fargo Clearing Services, LLC04-23-2009
James R WinskieMML Investors Services, LLCNYLIFE Securities LLC05-17-2012
James T CarrMML Investors Services, LLCE*TRADE Securities LLC10-17-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Joann Mylan PhanMML Investors Services, LLCPruco Securities, LLC.02-25-2019
Jonathan M GurrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-26-2020
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.