Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sonia Claudia Barbalho CrumplerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$1,00011-09-2018
James Michael FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2018
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
Kyle Joel CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedKalos Capital, Inc.06-13-2018
Thomas Nelson KiklyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.06-01-2018
Taylor Bradley HessMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-03-2018
Vanessa J StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-27-2018
Kevin Patrick BourkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBessemer Investor Services, Inc.03-22-2018
Kristin Marie SarafinisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2018
Jason Alexander JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-02-2018
George ChuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*Trade Capital Management, LLC12-05-2017
Joseph Kurtz HuntMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-05-2017
Andrea Edith CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-31-2017
Randy Leon Jackson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC10-31-2017
Marlon Elvin SomersallMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$5010-10-2017
Kevin Stephen HearnMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.10-03-2017
Robert Matthew DuerreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-21-2017
Gregg Matthew CorsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-15-2017
Benjamin Michael GenrichMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company08-29-2017
Jonathan Denny ReederMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.08-14-2017
Jerry Antonio King IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2017
Faizan Hamid MoosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
Utkarsha BanerjeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-28-2017
Ricardo BrennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-19-2017
Meredith Lee GuedryMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-21-2017
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Showing 1 to 25 of 193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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