Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Coleman DozierMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-16-2009
James MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-16-2009
Maceo Samuel SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-27-2009
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-02-2009
Elizabeth Grace WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2009
Jordan M ShiversMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-24-2009
Gordon Louis MonroeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-13-2009
Barbara D BartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-17-2009
Christopher Curtis GabrielMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-20-2009
Joshua Morgan PruittMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5011-30-2009
Randall RomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-17-2010
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-30-2010
Brian Michael CribbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1007-26-2010
Meg ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$15008-20-2010
Terry BroscherMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-30-2010
Kirk William StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-06-2010
Gregory Vincent KatulkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-29-2010
Jose J Hernandez IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-09-2010
Melissa A BudnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-30-2011
Nazanin MallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-15-2011
Kelli P WhatleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-20-2011
Daniel E Maldonado MercadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-29-2011
Perry Joseph Leblanc IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
Chris Peter SotusMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15009-29-2011
Michael Earl McculloughMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-29-2011
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.