Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adunni M. Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Al Oliva IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2010
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-30-2010
Alan Jay CohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedProEquities, Inc.01-29-2016
Alex VerneretMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-24-2020
Alexander D WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2016
Alexander S GarrettMerrill Lynch, Pierce, Fenner & Smith IncorporatedCaymus Securities LLC12-09-2009
Alfredo Seirotti Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2011
Amy Lynn CorbittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1005-16-2014
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2017
Andrew David SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Andrew Eric KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2012
Andrew J. MasseoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$1012-03-2015
Anthony Joseph ModicaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-20-2009
Anthony Mell Mcintosh JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-22-2020
Antonio Peter ConticelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2012
Aron Marshall McMillianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Ashley Corbin DentMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-06-2019
Aubrey Dexter ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2510-29-2010
Aubrey Randolph AlfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$2510-27-2010
Babatunde Micheal AiyegbusiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.12-03-2015
Barbara D. BartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-17-2009
Barbara Louise SawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$101-09-2018
Barrett CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments07-09-2014
Barry Michael Cohen Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$10010-27-2010
Next Page »

Showing 1 to 25 of 250 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.