Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kemar C. BernardMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-12-2018
James Michael FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2018
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
Kyle Joel CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedKalos Capital, Inc.06-13-2018
Thomas N KiklyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.06-01-2018
Taylor Bradley HessMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-03-2018
Vanessa Jayne StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-27-2018
Kevin Patrick BourkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBessemer Investor Services, Inc.03-22-2018
Kristin Marie SarafinisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2018
Joseph K. HuntMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-05-2017
George ChuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Capital Management, LLC12-05-2017
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2017
Kevin Stephen HearnMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.10-03-2017
Robert Matthew DuerreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-21-2017
Gregg Matthew CorsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-15-2017
Jonathan D. ReederMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.08-14-2017
Jerry Antonio KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2017
Faizan Hamid MoosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
Meredith Lee GuedryMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-21-2017
Brian Jaromir MarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-23-2016
Adunni M. Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Matthew Michael PredilettoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMercer Allied Company, L.P.12-02-2016
Jurgen Adolf SteinwarzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Dylan Robert LantryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC11-16-2016
Juan Carlos CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.08-03-2016
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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