Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-20-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC$103-01-2019
Stephanie M MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
Lara Christine BoydMorgan StanleyJoyn Advisors, Inc.04-02-2018
Jared Connor GrayMorgan StanleyJ.P. Morgan Securities LLC08-07-2017
Scott Joseph SchoenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-07-2017
Thomas Herring SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
John Manuel CarvalhoMorgan StanleyJefferies LLC$10005-19-2017
Samuel White YatesMorgan StanleyJefferies LLC$5005-19-2017
Robert Eugene BoisvertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Dale Collins Herndon Jr.Morgan StanleyMoody Capital Solutions, Inc03-16-2017
Lisa N LubarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$103-13-2017
Carla Denise EriksonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2017
Lisa R Rinzler-LubelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Michael R SchakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Karen Sue TekulskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$112-02-2016
Ronald Barry NadelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-02-2016
Martin Michael NearyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-12-2016
Owen Patterson BlankMorgan StanleyCountry Capital Management Company06-30-2016
Kevin Bruce MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2016
Cullen Gillespie GravesMorgan StanleyWaddell & Reed05-23-2016
Nicholas Yves TerlongeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2016
John Patrick O'CallaghanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2016
Next Page »

Showing 1 to 25 of 184 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.