Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew SherwoodMorgan StanleyAmeriprise Financial Services, LLC03-31-2020
Phinizy Lamkin Davis Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-25-2020
James Harold BurkMorgan StanleyUBS Financial Services Inc.03-02-2020
Tsun C LuoMorgan StanleyJ.P. Morgan Securities LLC02-28-2020
Dylan Robert LantryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Kelli Anne RoganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26709-12-2019
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Harsh Bardhan JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-12-2019
Daniel Patrick DixMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Robert Victor Agnone IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Jonathan Edmund StriefskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Josiah Stewart ChalmersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
William David MaguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Edward BrinsonMorgan StanleyUBS Financial Services Inc.06-14-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Stephanie M. MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC03-01-2019
Hyunwoo Preston ChoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Joseph MontgomeryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Spencer Chase HorowitzMorgan StanleyE*TRADE Securities LLC11-16-2018
Frednesha Shante HammMorgan StanleyFidelity Brokerage Services LLC09-21-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.