Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Edward BrinsonMorgan StanleyUBS Financial Services Inc.06-14-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Stephanie M. MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC03-01-2019
Hyunwoo Preston ChoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Joseph MontgomeryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Spencer Chase HorowitzMorgan StanleyE*TRADE Securities LLC11-16-2018
Frednesha Shante HammMorgan StanleyFidelity Brokerage Services LLC09-21-2018
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
Craig T. Gorden Jr.Morgan StanleyE*TRADE Securities LLC07-24-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.