Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
John Daniel GibbsNorthwestern Mutual Investment Services, LLCSunTrust Investment Services, Inc.07-26-2018
Lisa Jones TurnageNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC11-17-2016
Steven Harold KinneyNorthwestern Mutual Investment Services, LLCMorgan Stanley11-09-2016
David Randall LesterNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC10-21-2016
Joshua Phillip FergusonNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2016
Robert Abraham SalehzadehNorthwestern Mutual Investment Services, LLCCreditex Securities Corporation04-06-2016
Jessica Michelle HolteNorthwestern Mutual Investment Services, LLCLPL Financial LLC12-22-2015
Stephen Trent GilbertNorthwestern Mutual Investment Services, LLCCape Securities Inc.06-03-2015
Jason Lee ZaffosNorthwestern Mutual Investment Services, LLCPFS Investments Inc.01-28-2014
Paul Douglas King IINorthwestern Mutual Investment Services, LLCPark Capital Group, Inc.10-15-2013
Rodney J. ParivechioNorthwestern Mutual Investment Services, LLCNeonet Securities, Inc.03-29-2012
Fugitt Z. YoungNorthwestern Mutual Investment Services, LLCBlackstone Advisory Partners L.P.09-08-2011
Marie B. GirvinNorthwestern Mutual Investment Services, LLCTransAm Securities, Inc.10-05-2010
Robert Gregory DietrichNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC02-18-2010
Joshua Mark EisenbergNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.09-25-2009
David HyunNorthwestern Mutual Investment Services, LLCLincoln Financial Advisors Corporation$10005-19-2017

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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