Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
Robert Ryan ProssOppenheimer & Co. Inc.J.P. Morgan Securities LLC08-07-2018
Eric A. LyonsOppenheimer & Co. Inc.AllianceBernstein L.P.06-08-2017
Derrick Lamar LoweryOppenheimer & Co. Inc.Morgan Stanley11-17-2016
Todd Christopher WigginsOppenheimer & Co. Inc.UBS Financial Services Inc.05-03-2016
Jody Lynn PedrianaOppenheimer & Co. Inc.Janney Montgomery Scott LLC10-23-2015
John Ronald GangemiOppenheimer & Co. Inc.Morgan Stanley01-03-2012
John Blair NicholasOppenheimer & Co. Inc.Barclays Capital Inc.12-01-2011
Jonathan Philip KolodkinOppenheimer & Co. Inc.Morgan Stanley$10008-19-2011
Steven Benny RestifoOppenheimer & Co. Inc.Stanford Group Company$5003-09-2009
Stephen Bernard SlewitzkeOppenheimer & Co. Inc.Stanford Group Company03-09-2009
William Asbury WhitakerOppenheimer & Co. Inc.Stanford Group Company03-09-2009
Timothy Arthur Vanderver IIIOppenheimer & Co. Inc.Stanford Group Company03-09-2009

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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