Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Bernard SlewitzkeOppenheimer & Co. Inc.Stanford Group Company$15003-09-2009
Steven Benny RestifoOppenheimer & Co. Inc.Stanford Group Company$15003-09-2009
William Asbury WhitakerOppenheimer & Co. Inc.Stanford Group Company$2503-09-2009
Timothy Arthur Vanderver IiiOppenheimer & Co. Inc.Stanford Group Company$15003-09-2009
Jonathan Philip KolodkinOppenheimer & Co. Inc.Morgan Stanley$10008-19-2011
John Blair NicholasOppenheimer & Co. Inc.Barclays Capital Inc.$10012-01-2011
Jody Lynn PedrianaOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5010-23-2015
Todd Christopher WigginsOppenheimer & Co. Inc.UBS Financial Services Inc.05-03-2016
Eric Andrew LyonsOppenheimer & Co. Inc.AllianceBernstein L.P.06-08-2017
Robert Ryan ProssOppenheimer & Co. Inc.J.P. Morgan Securities LLC08-07-2018
Eric A KellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2508-09-2018
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15012-10-2018
Bradley E PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Melinda Darlene SungOppenheimer & Co. Inc.Morgan Stanley10-04-2019
Paul David BabazOppenheimer & Co. Inc.Morgan Stanley$5010-08-2019
Carl Richard ToddOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15011-08-2019
Robert Louis Takacs IIOppenheimer & Co. Inc.Morgan Stanley02-11-2020
Samuel B DrakeOppenheimer & Co. Inc.RBC Capital Markets, LLC10-06-2020

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.