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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Louis Takacs IIOppenheimer & Co. Inc.Morgan Stanley02-11-2020
Richard Carl ToddOppenheimer & Co. Inc.J.P. Morgan Securities LLC11-08-2019
Paul David BabazOppenheimer & Co. Inc.Morgan Stanley10-08-2019
Melinda Darlene SungOppenheimer & Co. Inc.Morgan Stanley10-04-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15012-10-2018
Eric A. KellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2908-09-2018
Robert Ryan ProssOppenheimer & Co. Inc.J.P. Morgan Securities LLC08-07-2018
Eric A. LyonsOppenheimer & Co. Inc.AllianceBernstein L.P.06-08-2017
Derrick Lamar LoweryOppenheimer & Co. Inc.Morgan Stanley11-17-2016
Todd Christopher WigginsOppenheimer & Co. Inc.UBS Financial Services Inc.05-03-2016
Jody Lynn PedrianaOppenheimer & Co. Inc.Janney Montgomery Scott LLC10-23-2015
Michael Alan BlumenfeldOppenheimer & Co. Inc.RBC Capital Markets, LLC$10005-03-2013
Geoffrey Miles JohnstonOppenheimer & Co. Inc.TD Ameritrade, Inc.01-22-2013
Stephen Alan Colavito Jr.Oppenheimer & Co. Inc.Barclays Capital Inc.$5005-17-2012
John Ronald GangemiOppenheimer & Co. Inc.Morgan Stanley01-03-2012
John Blair NicholasOppenheimer & Co. Inc.Barclays Capital Inc.12-01-2011
Jonathan Philip KolodkinOppenheimer & Co. Inc.Morgan Stanley$10008-19-2011
Haygood P. SeawellOppenheimer & Co. Inc.PFM Capital Management LLC02-23-2011
Kenneth Alfred ReinhardtOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10009-03-2010
Joel Alan ButlerOppenheimer & Co. Inc.Barclays Capital Inc.$5007-08-2009
Philip Cason ConnellOppenheimer & Co. Inc.Deutsche Bank Securities Inc.05-12-2009
Mark Kevin BurkeOppenheimer & Co. Inc.Stanford Group Company03-20-2009
Carroll Edward Mullis IIOppenheimer & Co. Inc.Stanford Group Company03-17-2009
Greg Robert DayOppenheimer & Co. Inc.Stanford Group Company03-16-2009
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.