Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Carl ToddOppenheimer & Co. Inc.J.P. Morgan Securities LLC11-08-2019
Melinda Darlene SungOppenheimer & Co. Inc.Morgan Stanley10-04-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Robert Ryan ProssOppenheimer & Co. Inc.J.P. Morgan Securities LLC08-07-2018
Eric A. LyonsOppenheimer & Co. Inc.AllianceBernstein L.P.06-08-2017
Geoffrey Miles JohnstonOppenheimer & Co. Inc.TD Ameritrade, Inc.01-22-2013
Philip Cason ConnellOppenheimer & Co. Inc.Deutsche Bank Securities Inc.05-12-2009
Mark Kevin BurkeOppenheimer & Co. Inc.Stanford Group Company03-20-2009
Carroll Edward Mullis IIOppenheimer & Co. Inc.Stanford Group Company03-17-2009
James Paden VijandeOppenheimer & Co. Inc.Morgan Stanley & Co. LLC01-21-2009
Derrick Lamar LoweryOppenheimer & Co. Inc.Morgan Stanley$10011-17-2016
Todd Christopher WigginsOppenheimer & Co. Inc.UBS Financial Services Inc.$10005-03-2016
Michael Alan BlumenfeldOppenheimer & Co. Inc.RBC Capital Markets, LLC$10005-03-2013
John Blair NicholasOppenheimer & Co. Inc.Barclays Capital Inc.$10012-01-2011
Jonathan Philip KolodkinOppenheimer & Co. Inc.Morgan Stanley$10008-19-2011
Kenneth Alfred ReinhardtOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-03-2010
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
John Ronald GangemiOppenheimer & Co. Inc.Morgan Stanley$15001-03-2012
Haygood Paterson Seawell Sr.Oppenheimer & Co. Inc.PFM Capital Management LLC$15002-23-2011
William Asbury WhitakerOppenheimer & Co. Inc.Stanford Group Company$15003-09-2009
Timothy Arthur Vanderver IIIOppenheimer & Co. Inc.Stanford Group Company$15003-09-2009
Greg Robert DayOppenheimer & Co. Inc.Stanford Group Company$25003-16-2009
Eric A. KellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$29008-09-2018
Paul David BabazOppenheimer & Co. Inc.Morgan Stanley$50010-08-2019
Jody Lynn PedrianaOppenheimer & Co. Inc.Janney Montgomery Scott LLC$50010-23-2015
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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