Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Coleman BeauchampPrincipal Securities, Inc.Colony Park Financial Services LLC.09-14-2011
Steven Clarence Flowers Jr.Principal Securities, Inc.MML Investors Services, LLC02-27-2012
Daniel Francis FlanaganPrincipal Securities, Inc.Morgan Keegan & Company, Inc.12-12-2012
Phillip Allen VancePrincipal Securities, Inc.Park Avenue Securities LLC07-09-2014
Ernest William Dison Jr.Principal Securities, Inc.Thrivent Investment Management Inc.$1007-11-2014
James Franklin ReinhardtPrincipal Securities, Inc.Park Avenue Securities LLC$1007-18-2014
Daniel Jordan BrooksPrincipal Securities, Inc.Patrick Capital Markets, LLC08-18-2014
Henry Paul LevinePrincipal Securities, Inc.Park Avenue Securities LLC08-19-2014
Stephen Dale NorthingtonPrincipal Securities, Inc.State Farm VP Management Corp.11-03-2014
Cheryl Lynn MartinPrincipal Securities, Inc.Nationwide Investment Services Corporation03-31-2015
Crystal Dawn CookPrincipal Securities, Inc.Lincoln Financial Advisors Corporation08-11-2015
Anthony Edward RamboPrincipal Securities, Inc.ProEquities, Inc.10-02-2015
Michael James WatneePrincipal Securities, Inc.Edward Jones08-23-2016
Michael Edward JohnsonPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-06-2016
Gregory Allan PetersPrincipal Securities, Inc.Pruco Securities, LLC.07-25-2018
Alan Jay CohnPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
David Rutherford GriffithPrincipal Securities, Inc.SA Stone Wealth Management Inc.02-18-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.