Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Michael L HinesPruco Securities, LLC.Allstate Financial Services, LLC$5009-25-2018
Stewart PerryPruco Securities, LLC.Principal Securities, Inc.07-16-2018
Robert Benjamin ZantPruco Securities, LLC.Allstate Financial Services, LLC05-30-2018
Afua K BandohPruco Securities, LLC.BB&T Investment Services, Inc.10-19-2017
Kathleen Hanford WroblePruco Securities, LLC.Bankers Life Securities, Inc.07-14-2017
James Alexander WatersPruco Securities, LLC.ProEquities, Inc.$107-13-2017
Gary Lee MeadowsPruco Securities, LLC.MetLife Securities Inc.03-02-2017
Roderick Timothus ParhamPruco Securities, LLC.State Farm VP Management Corp.01-10-2017
Jonathon Whitacre SanningPruco Securities, LLC.NYLIFE Securities LLC12-09-2016
Robert Dale YoungPruco Securities, LLC.Csfbdirect, Inc.09-09-2016
Raymond John Godleski IIIPruco Securities, LLC.Transamerica Financial Advisors, Inc04-11-2016
Stephen Frank GiellaPruco Securities, LLC.Cornerstone Wealth Management, LLC04-05-2016
Ronald Glenn WilesPruco Securities, LLC.Larson Financial Securities, LLC02-17-2016
Hieu Trung NguyenPruco Securities, LLC.E*TRADE Securities LLC01-08-2016
John Henry BevillePruco Securities, LLC.OneAmerica Securities, Inc.$106-19-2015
Gregory Allan PetersPruco Securities, LLC.OneAmerica Securities, Inc.05-01-2015
Richard Dominic AdamsPruco Securities, LLC.NYLIFE Securities LLC03-27-2015
Esther Bernadette LathamPruco Securities, LLC.Allstate Financial Services, LLC03-19-2015
Carlos Jose ChunPruco Securities, LLC.MML Investors Services, LLC03-12-2014
Robert Ross HouckPruco Securities, LLC.Signator Investors, Inc.02-28-2014
Mahesh Chandra SachdevaPruco Securities, LLC.Ameriprise Financial Services, Inc.01-24-2014
Harlan A HalePruco Securities, LLC.MetLife Securities Inc.08-21-2013
Donald Allan HinklePruco Securities, LLC.MetLife Securities Inc.$108-16-2013
Susan Osten MicklerPruco Securities, LLC.MetLife Securities Inc.07-31-2013
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.