Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Michael L HinesPruco Securities, LLC.Allstate Financial Services, LLC$5009-25-2018
Stewart PerryPruco Securities, LLC.Principal Securities, Inc.07-16-2018
Robert Benjamin ZantPruco Securities, LLC.Allstate Financial Services, LLC05-30-2018
Afua K BandohPruco Securities, LLC.BB&T Investment Services, Inc.10-19-2017
Kathleen Hanford WroblePruco Securities, LLC.Bankers Life Securities, Inc.07-14-2017
James Alexander WatersPruco Securities, LLC.ProEquities, Inc.$107-13-2017
Gary Lee MeadowsPruco Securities, LLC.MetLife Securities Inc.03-02-2017
Roderick Timothus ParhamPruco Securities, LLC.State Farm VP Management Corp.01-10-2017
Jonathon Whitacre SanningPruco Securities, LLC.NYLIFE Securities LLC12-09-2016
Robert Dale YoungPruco Securities, LLC.Csfbdirect, Inc.09-09-2016
Raymond John Godleski IIIPruco Securities, LLC.Transamerica Financial Advisors, Inc04-11-2016
Stephen Frank GiellaPruco Securities, LLC.Cornerstone Wealth Management, LLC04-05-2016
Ronald Glenn WilesPruco Securities, LLC.Larson Financial Securities, LLC02-17-2016
Hieu Trung NguyenPruco Securities, LLC.E*TRADE Securities LLC01-08-2016
John Henry BevillePruco Securities, LLC.OneAmerica Securities, Inc.$106-19-2015
Gregory Allan PetersPruco Securities, LLC.OneAmerica Securities, Inc.05-01-2015
Richard Dominic AdamsPruco Securities, LLC.NYLIFE Securities LLC03-27-2015
Esther Bernadette LathamPruco Securities, LLC.Allstate Financial Services, LLC03-19-2015
Carlos Jose ChunPruco Securities, LLC.MML Investors Services, LLC03-12-2014
Robert Ross HouckPruco Securities, LLC.Signator Investors, Inc.02-28-2014
Mahesh Chandra SachdevaPruco Securities, LLC.Ameriprise Financial Services, Inc.01-24-2014
Harlan A HalePruco Securities, LLC.MetLife Securities Inc.08-21-2013
Donald Allan HinklePruco Securities, LLC.MetLife Securities Inc.$108-16-2013
Susan Osten MicklerPruco Securities, LLC.MetLife Securities Inc.07-31-2013
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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