Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Dwayne MorrisPruco Securities, LLC.AXA Advisors, LLC05-26-2010
Weldon Coleman IIIPruco Securities, LLC.MetLife Securities Inc.07-30-2010
Julian Maurice PouncyPruco Securities, LLC.Edward Jones$50001-31-2011
Michael Alan Long Sr.Pruco Securities, LLC.MetLife Securities Inc.03-07-2012
Antony Byron BarberPruco Securities, LLC.ProEquities, Inc.10-22-2012
Sidney C. Riggins Jr.Pruco Securities, LLC.MetLife Securities Inc.$10011-29-2012
Phuc Quang LePruco Securities, LLC.Hornor, Townsend & Kent, LLC$50001-07-2013
David Paul FeldsteinPruco Securities, LLC.MetLife Securities Inc.$50001-24-2013
Justin L LesterPruco Securities, LLC.MetLife Securities Inc.03-20-2013
Warren Stephen McClellanPruco Securities, LLC.GWN Securities Inc.$50004-01-2013
Magdalena BaranPruco Securities, LLC.MetLife Securities Inc.07-10-2013
Renata Katherine BaranPruco Securities, LLC.MetLife Securities Inc.07-10-2013
Winston Wade TurnerPruco Securities, LLC.MetLife Securities Inc.07-11-2013
Shawn Graham McdonaldPruco Securities, LLC.MetLife Securities Inc.07-19-2013
Donald Allan HinklePruco Securities, LLC.MetLife Securities Inc.$25008-16-2013
Harlan A HalePruco Securities, LLC.MetLife Securities Inc.$50008-21-2013
Mahesh Chandra SachdevaPruco Securities, LLC.Ameriprise Financial Services, Inc.$50001-24-2014
Robert Ross HouckPruco Securities, LLC.Signator Investors, Inc.$10002-28-2014
Carlos Jose ChunPruco Securities, LLC.MML Investors Services, LLC03-12-2014
Esther Bernadette LathamPruco Securities, LLC.Allstate Financial Services, LLC$50003-19-2015
Richard Dominic AdamsPruco Securities, LLC.NYLIFE Securities LLC03-27-2015
Gregory Allan PetersPruco Securities, LLC.OneAmerica Securities, Inc.05-01-2015
Georgianna Michelle GrimmPruco Securities, LLC.OneAmerica Securities, Inc.$25005-12-2015
John Henry BevillePruco Securities, LLC.OneAmerica Securities, Inc.$10006-19-2015
Hieu T. NguyenPruco Securities, LLC.E*TRADE Securities LLC01-08-2016
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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