Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Nicholas RobsonPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-03-2019
Kevin Nicholas ManningPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Nathan Ross HoytPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-03-2019
Brian Matthew ChustzPurshe Kaplan Sterling InvestmentsEdward Jones03-06-2019
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-02-2018
John Alan NewsomePurshe Kaplan Sterling InvestmentsMaryland Financial Group, Inc.$1106-29-2018
Meridith G. MimbsPurshe Kaplan Sterling InvestmentsMorgan Stanley03-10-2017
Christopher Owen MorrisPurshe Kaplan Sterling InvestmentsCape Securities Inc.$5007-25-2016
Brian Patrick JohnstonPurshe Kaplan Sterling InvestmentsSunTrust Investment Services, Inc.05-15-2015
Beau Hunter DavisPurshe Kaplan Sterling InvestmentsTriad Advisors LLC05-23-2012
James Clinton Bridges IIIPurshe Kaplan Sterling InvestmentsMorgan Keegan & Company, Inc.04-04-2012
Lisa Taranto SchifferPurshe Kaplan Sterling InvestmentsFSC Securities Corporation03-30-2012
David Shane AustinPurshe Kaplan Sterling InvestmentsFSC Securities Corporation03-30-2012
Christopher Jameson WynnePurshe Kaplan Sterling InvestmentsFSC Securities Corporation03-30-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.