Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Price, William Cal Batchelor, Anson KanoyRaymond JamesWells Fargo Advisors$20011-21-2016
Craig A. Houck, Richard L. Schooley, Jr., Alyssa DonaldsonRaymond JamesMorgan Stanley$30008-01-2014
Cynthia Woodsmall JonesRaymond JamesMorgan Stanley$43505-15-2013
Elisabeth D. BaldwinRaymond JamesBB&T Securities$10007-16-2012
Jeffrey 'Glenn' Tennyson, Thomas 'Kirt' PhillipsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$13610-20-2015
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors07-31-2018
John "Quint" AndrewsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11009-25-2018
John CurcioRaymond JamesSanford C. Bernstein & Co.$12012-05-2018
Jon SissonRaymond JamesWells Fargo Advisors$13506-05-2015
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
Kent NuzumRaymond JamesWells Fargo Advisors07-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors07-31-2018
Marta L. Shen, A.K. MashhoonRaymond JamesCommonwealth Financial Network$10901-30-2015
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley$93411-20-2013
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services Inc. Inc.$11909-14-2018
William Keaton, Alfred SamsRaymond JamesSuntrust Investment Services$54010-18-2017
William PerkinsRaymond JamesWells Fargo Advisors07-31-2018
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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