Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Allen Dickson Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-02-2009
Robin Janet TomsRaymond James Financial Services, Inc.Cantella & Co., Inc.$2505-20-2019
John Christopher TutenRaymond James Financial Services, Inc.Cantella & Co., Inc.06-08-2009
Michael Linton Malone Jr.Raymond James Financial Services, Inc.Edward Jones$5008-18-2017
Michael Todd WhitakerRaymond James Financial Services, Inc.Edward Jones02-13-2017
James L. Poole IIIRaymond James Financial Services, Inc.Edward Jones$5007-31-2015
Beverly Jean TrainorRaymond James Financial Services, Inc.Edward Jones$2507-29-2015
Theodore Alan HalsethRaymond James Financial Services, Inc.Essex National Securities, LLC$5001-18-2012
Sibonee Gabrielle PeaseRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC07-13-2017
Christopher Paul CantrellRaymond James Financial Services, Inc.INVEST Financial Corporation10-10-2014
Gregory Alan LesterRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$2504-04-2014
Allen Paul Petway Jr.Raymond James Financial Services, Inc.LPL Financial LLC$10001-15-2016
Thomas Patrick Moonan Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Roy Kenneth Woods Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12008-10-2016
Charles Frost WhiteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-18-2010
Mark J. BakerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
William Evans McConnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-24-2009
David Andrew BurgRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-24-2009
Justin Christopher MartinRaymond James Financial Services, Inc.MML Investors Services, LLC09-09-2011
James Lester Gillis IVRaymond James Financial Services, Inc.Morgan Keegan & Company, Inc.05-15-2009
James David Mackler Jr.Raymond James Financial Services, Inc.Morgan Stanley08-17-2015
Charles Francis McAteer IIIRaymond James Financial Services, Inc.Morgan Stanley$2501-30-2015
Craig Alan HouckRaymond James Financial Services, Inc.Morgan Stanley$5008-01-2014
Richard Lee Schooley Jr.Raymond James Financial Services, Inc.Morgan Stanley$2508-01-2014
Edward Denton AriailRaymond James Financial Services, Inc.Morgan Stanley04-04-2012
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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