Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael RayRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
James Mitchell BroadwayRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2018
James Mitchell Broadway Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2018
Gary Edward SchantzRaymond James Financial Services, Inc.Sovereign Legacy Securities, Inc.11-02-2017
Thomas Patrick Moonan Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Sibonee Gabrielle PeaseRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC07-13-2017
Michael Todd WhitakerRaymond James Financial Services, Inc.Edward Jones02-13-2017
David Griffin HunterRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-05-2016
Barbara Anne DentonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-06-2016
Kirk Randall DunhamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2015
James David Mackler Jr.Raymond James Financial Services, Inc.Morgan Stanley08-17-2015
Timothy Michael Porter Jr.Raymond James Financial Services, Inc.Westminster Financial Securities, Inc.04-27-2015
Christopher Paul CantrellRaymond James Financial Services, Inc.INVEST Financial Corporation10-10-2014
Matthew Tracy BrinkleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2014
William Scott SchrothRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
Joseph Duncan Taylor Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
Doyle Kipling DominyRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
Donald Bruce KellyRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
James D. Kellogg Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2012
Edward Denton AriailRaymond James Financial Services, Inc.Morgan Stanley04-04-2012
Kevin Patrick WilsonRaymond James Financial Services, Inc.Morgan Stanley12-22-2011
Justin Christopher MartinRaymond James Financial Services, Inc.MML Investors Services, LLC09-09-2011
Stevan Michael JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2011
Mark J. BakerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
Thomas Ray LoganRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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