Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Payne ClarkRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2020
Brian Mark LusinkRockefeller Financial LLCMorgan Stanley$7305-22-2020
Mary Beth C RuthRockefeller Financial LLCMorgan Stanley04-06-2020
Gwyndolyn Lee StowellRockefeller Financial LLCMorgan Stanley02-14-2020
Edward A JeterRockefeller Financial LLCMorgan Stanley$10002-14-2020
Eric B HermansonRockefeller Financial LLCMorgan Stanley$5002-14-2020
Jeffrey David SprockRockefeller Financial LLCMorgan Stanley02-14-2020
Chad Garrett HermansonRockefeller Financial LLCMorgan Stanley$2502-14-2020
Heather Jeter ReichRockefeller Financial LLCMorgan Stanley02-14-2020
Kathryn Stevenson SenkbeilRockefeller Financial LLCMorgan Stanley$10001-17-2020
Graham Charles Kennedy JrRockefeller Financial LLCMorgan Stanley$5001-17-2020
Bonnie C HamiltonRockefeller Financial LLCMorgan Stanley01-17-2020
Thomas Andrew McDavidRockefeller Financial LLCMorgan Stanley$5001-17-2020
Michael Paul AthanasRockefeller Financial LLCMorgan Stanley$10001-10-2020
Adam D ComptonRockefeller Financial LLCMorgan Stanley01-10-2020
Michelle Franco TriversRockefeller Financial LLCMorgan Stanley01-10-2020
Emery BourneRockefeller Financial LLCMorgan Stanley01-10-2020
Michael Joseph MerlinRockefeller Financial LLCMorgan Stanley$76001-10-2020
April Leigh GayRockefeller Financial LLCMorgan Stanley01-10-2020
Adam Scott AbramsonRockefeller Financial LLCMorgan Stanley$5001-10-2020
Kenneth R CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn Thongniyom MrRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Michael Thomas LeporeRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2019
Blake Franklin BruceRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Ty DickeyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.