Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
Olivia R MarksSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Linda Moody SwainSunTrust Investment Services, Inc.Edward Jones12-10-2018
William Alexander MckenzieSunTrust Investment Services, Inc.MML Investors Services, LLC09-24-2018
James Hobart GoolsbySunTrust Investment Services, Inc.Morgan Stanley$18601-12-2018
Alexander Patrick SayavongsaSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Frank Smith Pittman IVSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Jerry Curtis Holton Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Samuel Gene TraxlerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Delores Eva RapoportSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-30-2017
Joseph Valentino SotoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC07-07-2017
Priscilla Sueyun LeeSunTrust Investment Services, Inc.PNC Investments$106-09-2017
Ashley Corbin DentSunTrust Investment Services, Inc.Edward Jones05-05-2017
Patrick Gerard KeeganSunTrust Investment Services, Inc.Raymond James & Associates, Inc.05-05-2017
David Morris AndersonSunTrust Investment Services, Inc.Morgan Stanley05-01-2017
Austin Keith LeeSunTrust Investment Services, Inc.New River Investments$104-25-2017
Vallon Sylvester Andrew MillsSunTrust Investment Services, Inc.Morgan Stanley$15004-25-2017
Briton Gregory RotellSunTrust Investment Services, Inc.Csfbdirect, Inc.04-06-2017
Jason SkeltonSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.03-10-2017
Todd Douglas RymanSunTrust Investment Services, Inc.Raymond James & Associates, Inc.$10002-14-2017
William Andrew Hamilton RhodesSunTrust Investment Services, Inc.Raymond James & Associates, Inc.$10002-08-2017
Holly Jessica GlassSunTrust Investment Services, Inc.Virtu Americas LLC12-12-2016
Susanne Ruth PesterfieldSunTrust Investment Services, Inc.LPL Financial LLC12-01-2016
Next Page »

Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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